This directory is a partial list of investors interested in clean energy technologies. Please note that this list is not all-inclusive and contains only information provided by the investors. We are currently processing information from additional firms, and will continually update the directory as we receive information from additional investors.
Because of binding legal requirements, NREL does not -and cannot - endorse the use of any particular firm. This directory is provided as an information service for our clean energy entrepreneurs and investor colleagues. We encourage all users of this information to perform their own "due-diligence" on potential investment and other strategic partners. This includes working with your own legal, financial, and other expert advisers/counsel to facilitate discussions and negotiations; and making any decisions or selections based on the most complete information. However, we hope this directory will give you a good starting point for your entrepreneurial venture.
If you are an investor and want to be included in the directory, please provide us with your information at the Clean Energy Investor Contact and Information Summary.
Below is an alphabetical listing of clean energy investors.
Adams, Harkness & Hill is an investment bank whose mission is to help emerging growth companies and the institutional investors that follow them achieve success. We accomplish this in two ways: first, by acting on their behalf with credibility—credibility based on our long-standing reputation for unbiased and objective research. Second, by acting with continuity—the result of our long-term and quality-focused relationships.
Eric Prouty and Nam Kapur of AHH are analysts devoted to writing coverage of energy technology companies. AHH has five bankers devoted to providing investment-banking services to energy technology companies.
Russell W. Landon, Managing Director
60 State Street, Boston, MA 02109
Phone: 617-371-3703, Fax: 617-371-3798
E-mail: rlandon@ahh.com
Web site: www.ahh.com
Not provided
Company description not provided.
Warner K. Babcock, Managing Director
45 Pine St., New Canaan, CT 06840
Phone: 203-966-6415, Fax: n/a
E-mail: wkb@amplink.com
Not provided
Advent International is one of the world's largest private equity firms with $6 billion in cumulative capital raised and offices in 13 countries. Since the group's founding in 1984, it has invested in more than 500 companies in 35 countries and has helped businesses raise $10 billion through public equity and debt offerings, including 128 IPOs on major stock exchanges worldwide. Advent has invested in energy technology for the past 15 years, including Active Power, Astro Power, Boulder Battery, Superconductivity, and Xenergy.
Michael Bevan, Principal
75 State St., Boston, MA 02109
Phone: 617-951-9741
E-mail: mbevan@adventinternational.com
Web site: www.adventinternational.com
Sloan Wobbeking - Associate
Michael Bevan - Principal
Lindsay Pike - Partner
John Rockwell - Partner
George ReichenBach - Partner
Altira Group deals in venture capital for seed and early-stage energy technology ventures.
1675 Broadway, Suite 2400, Denver, CO 80202
Phone: 303-592-5500, Fax: 303-592-5519
Web site: www.altiragroup.com
Not provided
Ameren is the utility for Missouri and central Illinois. The business development group of Ameren Energy Fuels & Services includes 12 individuals and an annual budget of $80 million for investments in fuels-related businesses.
1901 Choteau Avenue, MC 611,
St. Louis, MO 63103
Phone: 314-554-2629, Fax: 314-554-4188
E-mail: invest@ameren.com
Not provided
Angeleno Group is a private equity firm focused on high growth investments in energy and environmental technology companies.
Molly Mickelson
2029 Century Park E., Los Angeles, CA 90027
Phone: 310-552-2790 Fax: 310-552-2727
E-mail: info@angelenogroup.com
Web site: www.angelenogroup.com
Yaniv Tepper is co-founder and a Managing Partner of Angeleno Group ("AG"). Mr. Tepper oversees AG's investment activities in generation oriented technologies, advanced materials & components and energy storage. Prior to the formation of AG in 2001, Mr. Tepper managed $2 billion in private and public equities and structured securities on behalf of institutional and mutual fund clients while at Aetna (now a part of ING Group), a financial services company. Earlier in his career, Mr. Tepper was a materials engineer at Bechtel. Mr. Tepper holds a B.S. in Mechanical Engineering from U.C. Berkeley, an M.S. in Civil & Environmental Engineering from MIT and an M.S. in management from MIT.
Daniel Weiss is co-founder and a Managing Partner of AG. Mr. Weiss oversees AG' s investment activities in the areas of pollution control, transmission and distribution infrastructure and fuel technologies. Prior to the formation of AG, Mr. Weiss was an attorney at O'Melveny & Myers in Los Angeles, working in the firm's mergers and acquisitions, international and high technology practice groups. Mr. Weiss holds a J.D. from Stanford Law School, an M.A. from Stanford University and a B.A. with high honors from U.C. Berkeley.
Zeb Rice is co-founder and a Managing Partner of AG. Mr. Rice oversees AG's investment activities in the areas of energy efficiency and demand management, environmental technologies and exploration and production technologies. Prior to the formation of AG, Mr. Rice managed venture investing for News Corporation in Australia and Asia. His portfolio included seed and expansion stage investments in high growth technology companies. Mr. Rice received a B.S. Magna Cum Laude in Government and Economics from Bowdoin College.
Applied Ventures, LLC is the venture capital arm of Applied Materials, Inc. (*NASDAQ, AMAT), the global leader in nanomanufacturing technology solutions for the electronics industry with a broad portfolio of innovative equipment, service and software products. At Applied Materials, we apply nanomanufacturing technology to improve the way people live. Applied Ventures invests in high-growth, early stage technology companies. We are driven by both financial and strategic objectives, and our mission is to profitably invest in companies that provide a window on technologies that advance the semiconductor and related industries. The fund focuses on companies pursuing technologies and markets that provide a natural extension to Applied Materials' core business in addition to innovations that stimulate the growth of applications for semiconductors, displays and related products and services.
Robert Salama
3050 Bowers Avenue, Santa Clara, CA 95052
Phone: 408-563-5390, Fax: n/a
E-mail: robert_salama@amat.com
Web site: www.appliedventures.com
Not provided
Ardesta is like a traditional venture capitalist — investing in microsystems startups and early stage companies. Ardesta is like an incubator — providing business and technical resources to support these companies. It does the following:
Tony C. Anast, Vice President of Corporate and Business Development
755 Phoenix Drive, Ann Arbor, MI 48108
Phone: 734-994-7000, Fax: n/a
E-mail: tonyanast@ardesta.com
Web site: www.ardesta.com
Not provided
Aretê Corporation has been managing venture capital funds focused on the needs and interests of the electric and gas utility industries since 1985. As manager of the Micro-Generation Technology Fund, Aretê has the ability to:
Robert Shaw Jr., President
P.O. Box 1299, Center Harbor, NH 03226
Phone: 603-253-9797, Fax: 603-253-9799
Email: aretecorp@cyberportal.net
Web site: www.arete-microgen.com
Not provided
Strategic investor in environmental technologies that have application in the developing world.
Sanford J. Selman, Managing Director
121 Post Road East
Westport, CT 06881
Phone: 203-221-7454
E-mail: sandy@asiawestfunds.com
Web site: www.asiawestfunds.com
Not provided
Atrium Capital is a leader in corporate strategic venture investing.
Eric Ramberg, Principal
3000 Sand Hill Road, Building 2, Suite 240
Menlo Park, CA 94025
Phone: 650-233-7878
E-mail: eramberg@atriumcapital.com
Web site: www.atriumcapital.com
Not provided
Battelle Ventures, L.P., a $150-million fund, will principally, but not exclusively, create new or support existing early-stage companies that can materially benefit from technologies that emerge from Battelle Memorial Institute and the National Laboratories that Battelle manages or co-manages for the U.S. Department of Energy.
Tracy Warren, Associate
103 Carnegie Center, Suite 200
Princeton, NJ 08540
Phone: 609-921-1456, Fax: 609-921-8703
E-mail: tracy@battelleventures.com
Web site: www.battelleventures.com
Not provided
Battery Ventures is a traditional venture capital firm with over $2 Billion in capital under management and investing in early to emerging stage technology firms. We have historically invested in information technology and services, but are actively pursuing energy and renewable energy related investments.
Jason Matlof. Venture Partner
901 Mariner Island Blvd., Suite 475
San Mateo, CA 94404
Phone: 650-372-3939
E-mail: jmatlof@battery.com
Web site: www.battery.com
Not provided
Company description not provided.
Jane Seto, Vice President
Technology Ventures
50 California Street, Suite 2200
San Francisco, CA 94111
Phone: 415-768-2840
E-mail: jxseto@ben.bechtel.com
Web site: www.bechtel.com
Not provided
Brand Equity Ventures specializes in marketing, bringing this value-added expertise to the table.
Michael Majors, Venture Partner
One Stamford Plaza, 263 Tresser Blvd., 16th Floor
Stamford, CT 06901
Phone: 203-724-1100, Fax: 203-724-1155
E-mail: mike@bevcapital.com
Web site: www.bevcapital.com
Not provided
Black Emerald is an investment banking firm specializing in renewable energy and environmental technology corporate and project finance.
Eric J. Urbani, Managing Director,
445 Park Avenue, 10th Floor, New York, NY
Phone: 212-675-3105, Fax: 212-675-5890
E-mail: eric.urbani@blackemerald.com
Web site: www.blackemerald.com
Not provided
Blue Hill Partners, LLC, invests equity capital in venture-stage companies in the advanced industrial technology sector, which includes companies with technologies that significantly improve industrial process efficiency, reduce costs, and maintain the integrity of the surrounding environment. The group takes equity positions in companies that have growth and profit potential. These companies also have strong management teams and potential "breakthrough" technologies that are likely to transform current practices in their industry or sector. The multidisciplinary team has a broad set of skills, resources, and experience in the sector that is a valuable resource available to portfolio companies.
Joyce M. Ferris, Managing Partner
40 W. Evergreen Ave.,
Philadelphia, PA 19118
Phone: 215-247-2400
E-mail: joyceferris@bluehillpartners.com
Web site: www.bluehillpartners.com
Not provided
Company description not provided.
Scott Gressitt, President/CEO
130 West LA Cienega
San Marcos, CA 92069
Phone: 760-591-9000, Fax: 760-510-9933
E-mail: scott@gressitt.com
Web site: n/a
Not provided
Calvert is one of the Washington, D.C., area's largest mutual fund groups with approximately $8 billion in assets under management for more than 200,000 investors. Three Calvert funds allocate a small portion of assets to early-stage venture capital and private equity. The venture program invests in companies that have both strong profit potential and a product or service beneficial to health, the environment, or quality of life. The active portfolio includes approximately 30 direct investments as well as 25 investments in other venture funds.
Stephen H. Moody, Principal
4550 Montgomery Ave. 100
N, Bethesda, MD 20814
Phone: 301-961-4786
E-mail: ventures@calvert.com
Web site: www.calvert.com
Not provided
Capital Equity Partners structures transactions and raises capital for companies pursuing business opportunities in developing and industrialized nations worldwide in project & infrastructure finance, acquisitions, private equity funds and other funding techniques to support our clients' international business goals, by leveraging the financial support of more than 350 government agencies, global multilateral organizations and private investors, including banks, pension funds, REITS and industry related. Capital Equity Partners has successfully arranged millions of dollars in the telecommunications, water, transportation, wind power, energy, oil & gas, agribusiness and hospitality sectors. We are seeking wind power project in Central and South America to participate, with minimum capital requirements of US $5,000,000 to $10,000,000 dollars.
Aaron Ariel, Director of International Operations
410 Park Avenue
New York, NY 22100
Phone: 775-269-6199
E-mail: aaron@capitalequitypartners.com
Web site: www.capitalequitypartners.com
Not provided
Cartesian Capital is a venture partner to Canada's leading corporations. The group is an investment partnership engaged in corporate venturing and alternative asset management, which focuses on energy technologies, enterprise management, and information and communications technologies as applied to the energy industry.
Erwyn Naidoo, Associate
2 Bloor Street West, Suite 3400, P.O. Box 61
Toronto, Ontario, Canada M4W 3E2
Phone: 416-644-6000, 500, Fax: 416-644-6001
E-mail: n/a
Web site: www.cartesiancapital.com
Vahan Kololian cofounder and chairman; Tye Burt cofounder and president; see Web site: for detailed bios
CEI Community Ventures is a $10M socially responsible fund targeting northeast US.
Michael H. Gurau, President
2 Portland Fish Pier, Suite 201
Portland, ME 04101
Phone: n/a, Fax: 207-772-5356
E-mail: mhg@ceimaine.org
Web site: www.ceicommunityventures.com
Not provided
Trading of solar generator and panel technology.
Chuan Hoe Lim, Director
605B MacPherson Road #06-12,
Singapore, 368241
Phone: 65-488-1968
E-mail: cefotech@singnet.com.sg
Web site: n/a
Not provided
Wind Energy Investor
David Marcus, Managing Member
294 Chestnut Street
West Newton, MA 02465
Phone: 617-514-7800
E-mail: dmarcus@chestnutcapital.com
Web site: www.chestnutcapital.com
Not provided
An investment group focused on intersecting advanced energy technologies, including clean energy technologies, at an early to mid-stage of development. Part of ChevronTexaco Technology Ventures.
Jim Gable, Director
6001 Bollinger Canyon Road, F1188, San Ramon, CA 94583
Phone: 925-842-2095
E-mail: james.gable@chevrontexaco.com
Web site: www.chevrontexaco.com
Not provided
Chrysalix Energy invests in and supports compelling technologies and entrepreneurial management teams that address the changing demands of the global energy industry. Its unique combination of experienced venture investment professionals, global strategic partners and specialized domain knowledge, enable Chrysalix to identify, finance and develop highly profitable and innovative growth businesses in the Clean Energy sector.
Areas of investment interest include Solar Technology, Fuel Cells & Hydrogen, Biofuels & Biomass Conversion, New Materials, Clean Coal, GHG Reduction, Energy Efficiency, Battery & Energy Storage, Waste Gasification and Biological Energy Conversion. Founded in 2001, we actively work with our clients and support them with deep industry and technical knowledge, management and board assistance, organized networking with industrial and financial partners, management of intellectual property, and direct access to capital.
Investors in the Chrysalix Energy Partnerships include Robeco, Saristar Enterprises (advised by Consensus Environment), Citigroup Venture Capital International, Teachers? Private Capital, West LB Mellon Asset Management, Delta Lloyd, Kuwait Petroleum Corp, Essent, Mitsubishi Corporation, BASF Venture Capital, Shell Hydrogen and Ballard Power Systems among others.
Brian Wawro, VP, Investments
Suite 400, 1367 W. Broadway Avenue
Vancouver, BC V6H 4A7
Phone: 604-659-5475
E-mail: bwawro@chrysalix.com
Web site: www.chrysalix.com
Not provided
Company description not provided.
Jay Hatfield, Managing Director
425 Lexington Ave., New York, NY 10017
Phone: 212-856-6704, Fax: 212-885-4829
E-mail: jay.hatfield@us.cibc.com
Not provided
Company description not provided.
Hugh Holman, Executive Director
2000 K St. NW, 8th Floor, Washington, D.C. 20006
Phone: 202-261-0759, Fax: 202-261-0761
E-mail: hugh.holman@us.cibc.com
Not provided
Company description not provided.
Philip Heard, Portfolio Manager
301 NW 63rd, Suite 500
Oklahoma City, OK 73116
Phone: 443-841-5576
Web site: www.cimarroncapital.com
Not provided
Company description not provided.
David Mulder, Director, Venture Development and Integration
105 E. Fourth Street, Suite 510,
Cincinnati, OH 45202
Phone: 513-287-1372, Fax: 513-287-4090
E-mail: dmulder@cinergy.com
Web site: n/a
Not provided
Company description not provided.
Sean Schickedanz, General Partner
425 California Street , Suite 2450
San Francisco, CA 94104
Phone: 415-443-0133
E-mail: sean@cleanpacific.com
Web site: www.cleanpacific.com
Not provided
We are a non-profit 501c(3) located in Madison, Wisconsin. We have a $4 million investment fund which is run with a commercial mindset. Investments are usually up to $400,000 in size, and can be equity or debt. The funding for our current fund specifies that it is to be used to help develop and commercialize energy efficiency technologies that can save electricity or natural gas in the State of Wisconsin. However, there are no restrictions on actual source of the technologies — we have invested in technologies coming out of Maryland, Pennsylvania and Canada besides those developed here in Wisconsin.
Tim R. Konicek, Ph.d
Director - Venture Investments
8309 Greenway Blvd.
Middleton, WI 53562
Phone: 608-203-0112, Fax: 608-203-0119
E-mail: tkonicek@cleantechpartners.org
Web site: www.cleantechpartners.org
Not provided
Conduit Ventures is focused on venture capital funding for fuel cells and the hydrogen economy.
Daniel Carter, Principal
Unit B, 2nd Floor Colonial Buildings
59-61 Hatton Garden
London EC1N 8LS
United Kingdom
Phone: +44-20-7831-3131, Fax: +44 20-7841-5808
E-mail: dc@conduit-ventures.com
Web site: www.conduit-ventures.com
John Butt is the Chief Executive Officer and founding partner of Conduit Ventures Ltd. John has worked in mergers and acquisitions and privatizations for over eleven years at Citigroup and PriceWaterhouse based in the US, UK and Germany. As a Director at Citigroup's Salomon Smith Barney he focused on the energy industry, fuel cells and related technologies, where he was instrumental in establishing the Power Technology Group in Europe. John has also worked at the Bank of England, London, and was educated at St. Andrews University, Scotland where he obtained a degree in biochemistry and at the Kenan-Flagler Business School of the University of North Carolina at Chapel Hill, North Carolina where he obtained an MBA.
Company description not provided.
Willy Osborn, Manager
115 Buckminster Road
Brookline, MA 02445
Phone: 617-734-1047, Fax: 617-734-3115
E-mail: wosborn@aol.com
Web site: www.commonscapital.com
Not provided
Renewable energy investment fund for the State of Connecticut.
Charles Moret, Managing Director
999 West Street, Rocky Hill, CT 06107
Phone: 860-563-0015, Fax: n/a
E-mail: charlie.moret@ctinnovations.com
Web site: www.ctcleanenergy.com
Not provided
Founded in 2001, Cornell is a private investment firm that specializes in structured finance and, according to Knobias Pipe Trac, was one of the most active investors in the U.S. in terms of the number of structured equity financings in 2005. Knobias also reported that Cornell has structured over $1 billion in committed equity capital in over 100 transactions within the last 12 months. Cornell works closely with management to design custom-tailored, alternative financing structures that meet each individual company's capital needs and corporate goals. For more information please visit www.cornellcapital.com.
David Ratzker, Vice President, Corporate Finance
101 Hudson Street, Suite 3700
Jersey City NJ 07302
201-985-8300 ext. 130
E-mail: dratzker@cornellcapital.com
Web site: www.cornellcapital.com
Mr. Ratzker joined Cornell Capital Partners in August of 2003 and has structured and placed over $100 million private equity transactions for publicly traded corporations in a variety of sectors. Mr. Ratzker focuses high growth as well as debt restructure transactions. Mr. Ratzker holds a Bachelors of Science from Yeshiva University.
Cornerstone Holdings is a venture capital and private equity group based in Broomfield Colorado. In 2006 the investment team decided to focus on investing in the energy sector. Typically Cornerstone invests between $1 to $3 million per financing round but can go as high as $10 million in the right circumstances.
Chris Rockers, Principal
11001 W. 120th Ave, Suite 310
Broomfield CO 80021
Phone: 303-410-2531
E-mail: crockers@cstoneholdings.com
Web site: www.cstoneholdings.com
Not provided
DFJ Element is a venture capital fund focused broadly on clean technologies. The fund was launched in 2005 in partnership with Draper Fisher Jurvetson.
Patti Szczepaniak
2882 Sand Hill Road, Suite 150
Menlo Park, CA 94025
E-mail: Patti@elementpartners.com
The Fund is managed by David Lincoln, former founding partner of EnerTech Capital; John Rockwell, Michael Bevan, and Lindsay Pike, the partners managing Advent International's energy technology investment practice; and Timothy Newell, an investment banking/private equity executive who also served in the White House Office of Science and Technology Policy under President Clinton. Doug Brown, who served as President and CEO of Advent International from 1995 until 2003 when he became President and CEO of Ionics - a leading water purification technology company - serves as a Venture Partner to the Fund. The firm's investment committee also includes Raj Atluru, Managing Director of Draper Fisher Jurvetson and the leader of DFJ's clean technology practice.
DTE Energy Ventures is the corporate venturing arm of DTE Energy Company. DTE Energy Ventures invests in early-to-late stage private companies in the areas of clean energy technology and energy efficiency / optimization.
Ananth Ananthasubramaniam, Vice President
200 2nd Avenue, 852 WCB
Detroit MI 48226
Phone: 313-235-9127, Cell 313-929-7290, Fax: 313-235-4867
E-mail: ananthasubramaniamg@dteenergy.com
Not provided
Easenergy, Inc., helps launch a strategic partnership with Electricité de France, one of the largest utilities in the world, well recognized for its technical expertise. Through this partnership, interested parties get additional resources (products and work force) to accelerate a company's development with one of the best and largest energy research and marketing centers. Easenergy also helps finance these resources with Electricité de France as an investor and prepares parties for expansion in the fast-moving European markets where Electricité de France is a strong and growing leader.
Didier Gras, Vice President, Sales and Business Development
900 East Hamilton Avenue, Campbell, CA 95008
Phone: 408-879-7411, Fax: n/a
E-mail: dgras@easenergy.com
Web site: www.easenergy.com
Not provided
Company description not provided.
Ann Partlow, General Partner
Earthrise Capital
45 Rockefeller Plaza 20th Floor
New York, NY 10011
Phone: 212-332-2482
E-mail: apartlow@earthrisecapital.com
Not provided
EBARA partners with energy and environmental technology developers and provides investment through securing of market rights for the Japanese and Asian markets.
Lawrence T. Molloy, Corporate Planning Advisor
600 First Ave., Suite 630, Seattle, WA 98104
Phone: 206-622-1120, Fax: n/a
E-mail: molloy@drizzle.com
Web site: www.ebara.co.jp
Not provided
Company description not provided.
Josh Lampl, President
1106 Second St., PMB 212, Encinitas, CA 92024
Phone: 760-635-1681, Fax: 760-635-1682
E-mail: josh@ecoelectron.com
Web site: www.ecoelectron.com
Not provided
Ecology Capital provides financial and strategic advice to companies in the energy and environmental industries.
Hugh F. Holman
2 Hamill Road, 355
West Quadrangle, Baltimore, MD 21210
Phone: 410-464-2800, Fax: 410-464-2118
E-mail: hugh@ecologycapital.net
Not provided
Company description not provided.
John R. Finn, Venture Investment Manager
P.O. Box 53999, Phoenix, AZ 85072-3999
Phone: N/A, Fax: n/a
E-mail: eldorado@pinnaclewest.com
Web site: www.pinnaclewest.com
Not provided
Energy Capital is a financial catalyst focusing on the opportunities available in the power technology and renewable energy sectors.
Peter Dunev, Chief Executive Officer
360 Sun Valley Road,
Ketchum, ID 83340
Phone: 208-727-0002, Fax: 208-727-0003
E-mail: dunev@energycap.com
Web site: www.energycap.com
Not provided
Company description not provided.
Larry Crowley, Director
5549 S. Cliffsedge Ave., Boise, ID 83716
Phone: 208-890-1871 Fax: 208-345-2424
E-mail: crowleyla@aol.com
Not provided
Company description not provided.
Andrew D. Weissman, Chairman
1101 30th St. NW, Washington, D.C. 20007
Phone: 202-625-8320, Fax: 202-625-8321
E-mail: aweissman@energyvg.com
Web site: www.energyvg.com
Not provided
EnerTech Capital, a pioneer in energy and clean energy investing since 1996, is a firm focused on mid- and growth-stage ventures that deploy innovative technologies and business models to address the global opportunity for cleaner, cheaper, more efficient energy. The firm manages three funds totaling $380 million. EnerTech is located in suburban Philadelphia and Toronto.
Tucker Twitmyer, Managing Director
625 W. Ridge Pike, Building D, Suite 105
Conshohocken, PA 19428
Phone: 484-539-1860, Fax: 484-539-1870
E-mail: ttwitmyer@enertechcapital.com
Web site: www.enertechcapital.com
Company description not provided.
Maurice Miller, Partner
3145 Geary Blvd., #723, San Francisco, CA 94118
Phone: 415-221-9909, Fax: 415-876-1510
E-mail: mmiller@pacificsolar.com
Web site: www.entegritypartners.com
Not provided
Company description not provided.
Salvador C. Loyola, Jr., Director, Business Development
1 R. Duterte Corner Lomboy Streets, Banawa
Cebu City, 6000 Philippines
Phone: 6332-2626264
E-mail: bomboy.loyola@lycos.com
Not provided
Expansion Capital Partners is a venture capital firm that invests in expansion-stage, clean technology enterprises, which present compelling risk-return profiles.
Kjartan Jansen, Principal
Phone: 415-788-8825
E-mail: kjartan@expansioncapital.com
Web site: www.expansioncapital.com
For bios, see Web site
FA Technology Ventures is a venture capital fund focused on investing in early and expansion-stage information technology and energy technologies companies, with typical investment sizes of $3 million to $8 million. We look for innovative ideas and experienced management teams who are willing to work with our team of experienced professionals to build successful companies and to grow shareholder value. The company's products should be innovative and proprietary, with the ability to drive top-line growth and deliver substantial profit margins. The company should be well-positioned within their market, and have a distinctive, sustainable advantage over their competitors. Most important, the idea should have the potential for greatness, and it should be encompassed by a sound, enduring business model. If your company fits this description, then FA Technology Ventures may be the right value-added partner. Our members have diverse backgrounds in Information Technology and Energy Technologies, and with our vast network of contacts, we bring much more than capital to an investment — we bring the insight and experience to help turn a great idea into a great business.
John Cococcia, Principal
30 South Pearl St., Albany, NY 12207
Phone: 518-447-8056, Fax: 518-447-8139
E-mail: john@fatechventures.com
Web site: www.fatechventures.com
Not provided
Company description not provided.
Bret R. Maxwell, Co-CEO
233 S. Wacker Drive, Suite 9500
Chicago, IL 60606
Phone: 312-258-1400, Fax: n/a
E-mail: bmaxwell@firstanalysisvc.com
Web site: www.firstanalysisvc.com
Not provided
Based in Shelburne VT, FreshTracks Capital L.P. manages $25 million in venture capital that is invested with a core focus on Vermont. FreshTracks pursues investing opportunities in high-growth, private companies in the underserved capital markets of Vermont and the adjacent counties of New York, Massachusetts and New Hampshire.
Lee Bouyea, Managing Director
PO Box 849
Shelburne, VT 05482
Phone: 802-922-4433
E-mail: lee@freshtrackscap.com
Web site: www.freshtrackscap.com/
Not provided
Fuel Cells America, LLC is a renewables and hydrogen company relating to the promotion sales of renewable, and hydrogen products to lead to energy efficiency and energy savings. Fuel Cells America also gives presentations about renewables, hydrogen, and energy efficiency.
Steve Books, Managing Member
211 S. 2nd Street
Mount Horeb, WI 53572
Phone: , Fax: 608-437-5478
E-mail: Books24U@aol.com
Web site: www.fuelcellsamerica.com
Steve Books. Bachelors of Science Degree - Technology Education. University of Wisconsin - Stout May 1985. Book is Interested in dealership status for various new fuel cell energy products and companies to get America back on a stable economic track. He is also Interested in promoting hydrogen refueling stations and working with fuel companies to incorporate hydrogen as a fuel to sell at existing automobile service stations, or starting a new type of hydrogen service station for the 21st century.
Company description not provided.
Bill Reichert
360 Bryant Street, Suite 100
Palo Alto, CA 94304
650-838-0811
E-mail: reichert@garage.com
Web site: www.garage.com
Garage Technology Ventures is a seed and early stage venture fund focused on companies in emerging technologies sectors. Garage is actively looking for innovative energy technology companies, especially those that leverage semiconductor, nanotech, software, and materials science technologies to achieve breakthrough results. As an early stage investor, Garage partners closely with experienced entrepreneurs and companies that are emerging from universities, large corporations, and National Labs. Garage provides invaluable assistance to these young companies, helping them navigate the difficult first stages of a company's lifecycle.
Company description not provided.
Ken Gaebler CEO
641 West Lake St., Suite 100
Chicago, IL 60661
Phone: 312-207-1190, Fax: 312-207-1192
E-mail: info@gaebler.com
Web site: www.gaebler.com
Not provided
Genesis Park provides capital and critical business-building resources to focus and accelerate the growth of new economy companies. Genesis Park partners with companies to provide not only the capital, but also the mentoring and the strategic interaction required to meet the particular needs of each organization as it develops.
Greg Bloh, Vice President
2001 Hermann Drive, Houston, TX 77004
Phone: 713-285-2900, Fax: 713-285-2911
E-mail: gbloh@genesis-park.com
Web site: www.genesis-park.com
Not provided
Geneva Energy serves as an adviser to Gerrard Energy Ventures, who invest in early-stage and development-stage businesses across the power and gas sector with a focus on the European energy market. GEA advises a general power and gas fund interested in the application of clean energy and enabling technologies to today's marketplace. While European-focused, GEA is interested in hearing from companies located outside Europe who are interested in developing their European sales and operations.
Grant Thain
40 rue du Marche, Case Postale 3268, 1211 Geneva 3, Switzerland
Phone: 41-22-312-1266
E-mail: info@geadvisors.ch
Web site: www.geadvisors.ch
Not provided
Good Energies is a leading global investor in renewable energy and energy efficiency industries. The firm invests in solar, turbine-based renewables, green building technologies and other emerging areas within clean energy. Founded in 2001, Good Energies manages the renewable energy portfolio of COFRA, a family owned and managed group of companies.
Sean Petersen, Senior Associate
277 Park Ave
New York, NY 10172
Phone, Fax: Not provided
E-mail: sean.petersen@goodenergies.com
Web site: www.goodenergies.com
See Web site
GIF is a 501 (c) (3) non-profit organization established to accelerate the adoption of clean energy by helping project sponsors identify and secure financing for clean energy projects.
John Lingelbach, President
5251 DTC Parkway, Suite 1000
Englewood, CO 80111
Phone: n/a, Fax: 303-919-5915
E-mail: lingelbach@greenergyinvestments.org
Web site: www.greenergyinvestments.org
Not provided
GPVC's general field of investment focus is advanced resource productivity. We are interested in investing in companies whose product or service has the potential to radically reduce human impact on the global environment. We do not perceive a conflict between this goal and our financial goal of maximizing returns to our investors. On the contrary, we view current levels of global resource inefficiency as a form of economic inefficiency; whenever an economic system can be made more efficient, business opportunities exist. In this case, the business opportunities are large, because the inefficiencies are great.
Michael Ellsberg, President & CEO
645 Madison Ave., 22nd Floor, New York, NY
Phone: n/a, Fax: n/a
E-mail: mellsberg@greenplanetvc.com
Web site: www.greenplanetvc.com
Not provided
Haddington Ventures, LLC, is a private equity fund backed by utilities and financial institutions.
Robert D. Kincaid, Senior Vice President
2603 Augusta, No. 1130, Houston, TX 77057
Phone: 713-532-7992, Fax: 713-532-9922
E-mail: bkinc@hvllc.com
Web site: www.hvllc.com
Haddington's partners are former operating company executives Larry Bickle, Ph.D., former Sandia National Laboratories and co-founder and former CEO of TPC Corporation. John Strom former Union Carbide and former co-founder and President of TPC Corporation (BS, University of Illinois). Chris Jones, former Fixk Electric and TPC Corporation, CFO (BBA, University of Texas). Robert D. Kincaid, former EnCap Investments (mezzanine fund for oil and gas) and Treasurer of TPC Corporation. BS in Computer Science (Baylor University) and MBA in Finance & Economics (Tulane University).
HBI is the merchant banking arm of one of the largest Indian family-controlled industrial and financial services conglomerates.
Carla Gochman Devillers, Executive Director
535 Madison Avenue, New York, NY, 10022
Phone: 212-355-0755
E-mail: cdevillers@amasgroup.com
Web site: www.hindujagroup.com
Not provided
Company description not provided.
Joseph Baladi, Vice President, Investment Funds and Strategic Development
75 Rene-Levesque Blvd. West, 22nd Floor, Montreal, Quebec H2Z 1A4 Canada
Phone: 514-289-4783, Fax: 514-289-5420
E-mail: hqcapitech@hydro.qc.ca
Web site: www.hqcapitech.com
Not provided
Consulting firm working in the area of advanced energy technologies. We provide services for entrepreneurs, funds, and governmental type of organizations.
Jerald Cole, Chief Technology Officer, Hydrogen Ventures LLC
400 Continental Blvd.
El Segundo, CA 90245
Phone: 310-426-2628
E-mail: jcole@hydrogen.la
Web site: www.hydrogen.la
Elias Azrak, Jerald Cole, Lawrence Wnuk
Israel Cleantech Ventures is the leading provider of early stage capital to Israel's clean technology sector. We invest across a diverse range of cleantech disciplines ranging from renewable energy, water technologies, and green IT.
Meir Ukeles, Partner
Precede Building - Hakfar Hayarok
Ramat Hasharon, ISRAEL 47800
Phone:+972-3-644-6611
Fax: n/a
E-mail: meir@israelcleantech.com
Web site: www.israelcleantech.com
Not provided
Company description not provided.
Rich Aube, Principal
1221 Avenue of the Americas, New York, NY 10020
Phone: 212-899-3931
E-mail: richard.aube@jpmorganpartners.com
Web site: n/a
Not provided
Corporate venture fund of Koch Industries (www.kochind.com).
Timothy J. Cesarek, President
4111 East 37th Street North
Wichita, KS 67230
Phone: 316-828-8532
E-mail: tim.cesarek@kochgenesis.com
Web site: www.kochgenesis.com
Not provided
Jane Capital is a merchant focused in large part on energy and environmental technology. We advise clients and funds on M&A and joint venture strategies, as well as financing and on select occasions act as a principal.
Neal Dikeman, Partner
505 Montgomery, 2nd Floor
San Francisco, CA 94111
Phone: 415-277-0180
E-mail: dikeman@janecapital.com
Web site: www.janecapital.com
Not provided
Company description not provided.
Vijay Rudra, Deputy General Manager
30-2, 2nd Floor, Jalan 25/70A, Desi Sri Hartamas, 50480 Kuala Lumput, Malaysia
Phone: 603-430-1255, Fax: n/a
E-mail: n/a
Web site: www.laranda-solar.com
Not provided
Marathon Capital is a merchant bank, focused on delivering financial services and products to the power production and energy conservation markets. We specialize in the sale and financing of small and medium electrical generation projects. Our clients range from deregulated subsidiaries of large utilities, independent power producers, or entrepreneurial companies focusing on developing qualified facilities. Our services are tailored to clients' specific needs that may include balance-sheet structuring, project financing, and/or merger and acquisition services.
Jeff Naugle, Business Development Manager
2101 Waukegan Road
Bannockburn, IL 60015
Phone: 847-405-0610, Fax: 847-405-0618
E-mail: jnaugle@marathon-cap.com
Web site: www.marathon-cap.com
Marathon Capital is comprised of senior professionals who have a combination of investment banking, commercial banking, and commercial finance expertise, each with significant experience in providing client-driven service. We limit our staffing to fully dedicated, hard-working, and talented professionals, willing to both learn and teach as well as to contribute both individually and through teamwork
The Massachusetts Green Energy Fund is a private $25M venture capital fund investing in renewable energy technology companies located in or that have a significant presence in the State of Massachusetts.
Eric Emmons, Principal
320 Washington Street
Brookline, MA 02445
Phone: n/a, Fax: 617-739-1155
E-mail: eemmons@massgreenenergy.com
Web site: www.massgreenenegy.com
Marathon Capital is comprised of senior professionals who have a combination of investment banking, commercial banking, and commercial finance expertise, each with significant experience in providing client-driven service. We limit our staffing to fully dedicated, hard-working, and talented professionals, willing to both learn and teach as well as to contribute both individually and through teamwork
Company description not provided.
Merida Thompson
2815 Harris Blvd.
Austin, TX 78703
Phone: 512-478-0004, Fax: 512-478-0066
E-mail: merida@jjaustin.com
Not provided
Merrill Lynch Investment Managers is a fund-management group within Merrill Lynch that has the ability to invest in unquoted and quoted companies operating in the new energy technology environment. Fund under management is approximately $300 million.
Mr. Evy Hambro, Vice President
Merrill Lynch Investment Managers
33 King William Street
London, United Kingdom EC4R 9AS
Phone: 44-207-743-4511, Fax: 44-207-743-1056
E-mail: evy_hambro@ml.com
Web site: www.mlim.com
Not provided
Company description not provided.
Martin Tobias, Chairman
417 West Prospect
Seattle, WA 98119
Phone: 206-328-9074, Fax: 206-256-6161
E-mail: martin@55bell.com
Web site: www.martinandalex.com
Not provided
Private Equity Advisory Services Firm for the Energy Efficiency and Renewable Energy Technologies Industries.
David Olson, Senior Managing Director
1396 W. Muirlands Drive
La Jolla, CA 92037
Phone: 619-218-5064
E-mail: dolson@mccglobal.com
Web site: wwww.mccglobal.com
David Olson manages the Business Development activities of MCC Energy Advisors which provides professional consulting and services for the Electrical, Energy, and Utility industries in the areas of operations & maintenance, energy efficiency, demand-side management, distributed generation, renewable energy, transmission/distribution & generation application services, energy information systems and related technologies.
Olson was previously Vice-President for Business Development for EPRIsolutions, a wholly owned subsidiary of The Electrical Power Research Institute (EPRI) and the Director, Energy Services for AES/NewEnergy. AES/New Energy was a pioneer in de-regulated retail electricity markets and was the Nation's largest de-regulated electricity service provider during Mr. Olson's tenure.
Prior to AES/New Energy, Olson spent 15 years in a variety of sales, marketing, and management positions in the Automation and ControlGroup of Honeywell, Int'l. His most recent assignment at Honeywell was the Business Unit Manager for the Federal Government Market Sector, which includes the creation and development of Energy Savings Performance Contracting (ESPC) programs, systems, services and solutions.
Olson received a BS in Architectural Engineering and a BS in Business
Company description not provided.
Steven E. Lufkin, General Manager
425 Volker Blvd., Kansas City, MO 64110
Phone: 816-753-7600, Ext. 1771, Fax: n/a
E-mail: slufkin@mriresearch.org
Web site: n/a
Not provided
Meridian Venture Partners is a private equity-investment firm that provides capital for later-stage growth companies and to finance acquisitions and recapitalizations. MVP's portfolio companies represent diverse industries, including publishing, media, specialty retailing, manufacturing, life sciences, and software.
Thomas A. Penn, Senior Partner
201 King of Prussia Road, Suite 240,
Radnor, PA 19087
Phone: 610-254-2999, Fax: 610-254-2996
E-mail: tap@mvpcap.com
Web site: www.mvpcapital partners.com
Thomas Penn is a general partner of the Meridian Venture Funds and has more than 15 years experience in starting, managing, and financing high-growth companies in the Mid-Atlantic region. Before joining Meridian Venture Partners as a general partner, he served as a partner at Boston Millennia Partners. From 1994 to 1998, he was president and chief executive officer of Tektagen, Inc., and before that he was president of Independence Ventures, Inc. Earlier in his career, he held a variety of positions in industry and venture capital, and he has been on the founding team of three biotechnology firms. Mr. Penn holds bachelor of science degrees from the Massachusetts Institute of Technology in Metallurgy and Materials Science and in Industrial Management; an MBA from Stanford University; and a JD from the University of Pennsylvania.
New Energy Capital is a $100 million private equity fund in development which will make equity and equity equivalent investments in renewable energy, distributed generation and energy productivity projects and assets.
Daniel Reicher, Managing Partner
53 South Main Street
Hanover, NH 03755
Phone: 603-643-8885
E-mail: dreicher@newenergycapital.com
Web site: www.newenergycapital.com
Dan W. Reicher, Managing Partner
State Energy Office
James P. Taylor, Director, Grants and Program Development
57 Regional Drive, Suite No. 3, Concord, NH 03301
Phone: 603-271-8009
E-mail: jtaylor@gov.state.nh.us
Not provided
Founded in 2001, NGEN Partners is a pioneering investor in cleantech sector. We invest in early to late stage businesses that offer economically valuable products and services that positively affect the environment. With a history in materials science, NGEN has deep expertise in alternative energy, energy efficiency, pollution abatement and green resources. We typically lead most of our deals and expect to add significant value to our portfolio companies. Our partners all have operating, financial and international business experience.
Robert Koch, Partner
720 University Avenue, Suite 200
Palo Alto, CA 94301
Phone: 650-321-4106
E-mail: koch@ngenpartners.com
Web site: www.ngenpartners.com
Not provided
NGP Energy Technology Partners, L.P. (NGP ETP) is a private equity fund that invests in growth capital and buyout funding for companies providing technology-related products and services to the oil and gas, power and alternative energy sectors.
Philip J. Deutch, Managing Partner
1700 K Street NW
Washington DC 20006
Phone: 202.536-3920, Fax: 202.536-3921
E-mail: pdeutch@ngpetp.com
Web site: www.ngpetp.com
Philip J. Deutch, Managing Partner Prior to forming NGP Energy Technology Partners with NGP, Mr. Deutch was a Managing Director at Perseus, L.L.C. where he led, or co-led, the firm's energy investing and was on the firm's Executive Committee. Mr. Deutch is one of the earliest private equity investors to focus on energy technology in the United States and since 1997 has led investments in energy companies in the areas of renewable energy, power quality/reliability, distributed generation, energy management and control, and power electronics. Mr. Deutch is a member of the Board of Directors of Evergreen Solar (NASDAQ-ESLR) and is a former Board Member of Beacon Power Corp. (NASDAQ-BCON), Northern Power Systems and International Marketing Concepts and former Observer to the Boards of Directors of Vision Solutions, SatCon Technology, and Proton Energy. Mr. Deutch has spoken or been on panels at energy conferences held by Goldman Sachs, Bank of America, Credit Suisse First Boston, Salomon Smith Barney, and the American Council for Renewable Energy, Bear Stearns, Montreux Energy, McIntire School of Commerce at the University of Virginia and the FRA Renewable Energy Finance & Investment Summit. Mr. Deutch served on the Advisory Committee for the 2005 Energy Venture Fair and the selection committees for the 2005 Cleantech Venture Forum and 2005 National Renewable Energy Laboratory (NREL) Industry Growth Forum. Articles by Mr. Deutch have appeared in Public Utility Fortnightly, Power Finance and Risk, and Foreign Policy.
Christopher D. Sorrells, Principal Prior to joining NGP Energy Technology Partners as a Principal, Mr. Sorrells was a Vice President at Clarity Partners, an $814 million private equity firm focused on telecom, media, and technology where he pursued growth financings and middle market LBO transactions and served as a Director on the Boards of CaseStack and Westec InterActive. From 1998 to 2002, Mr. Sorrells worked at Banc of America Securities in both the natural resources and technology groups, covering energy and power, energy technology and information technology service companies. He founded and headed Bank of America's Energy Technology Group from 2000 to 2002 and served as the lead banker on a broad range of transactions, including many private equity financings. Previously, Mr. Sorrells worked in the investment banking department at Salomon Smith Barney from 1996 to 1998, covering energy and power companies.
Nth Power is an early stage venture capital firm based in San Francisco and is the first and most experienced venture capital firm funding promising startup companies in the growing sector of energy technology, materials and other related businesses. With over $420 million under management in four funds and an investment record that begins in 1997, Nth Power is widely known and well regarded as the driving force behind many of the most successful energy technology companies.
General Contact
One Embarcadero Center, Suite 1550
San Francisco, CA 94111
Phone: 415-983-9983, Fax: 415-983-9984
E-mail: plan@nthfund.com
Web site: www.nthfund.com
Not provided
OPG Ventures makes equity investments in private U.S. and Canadian companies with unique energy-related technologies. OPG Ventures is 100% owned by Ontario Power Generation Inc., a major North American power generator.
David Oxtoby, Vice President of Investments
700 University Ave.
Toronto, Ontario, M5G 1X6, Canada
Phone: 416-592-5967, Fax: 416-592-8677
E-mail: david.oxtoby@opg.com
Web site: www.opgventures.com
Peter Crombie, President & CEO;
David Oxtoby, Vice President - Investments;
Andy Teichman, Executive Director - Investments;
Nicolle Butcher, Investment Manager;
Scott MacDonald, Investment Manager
Parker Venture is a management and venture consulting company that services the clean technology and sustainable sector. Established in 2001 by Nicholas Parker, the PVM team provides high-value venture services to investors seeking superior double-bottom line returns from emerging clean technology enterprises.
Nicholas Parker, Chairman
45 Indian Grove, Toronto, Ontario M6R 2Y1
Phone: 416-763-7184, Fax: 416-769-3505
E-mail: nicholas@parkerventure.com
Web site: www.parkerventure.com
Nicholas Parker has 13 years venture capital experience related to sustainable and clean technologies in Toronto, London, and Boston. Formerly cofounder and principal of SAM Private Equity, Parker has managed two transatlantic sustainable technology venture funds (Euro86M/C$145M). Investors included leading European, North American, and Asian corporations. As former SVP of Environmental Capital Corporation/Technology Development Corporation, he undertook early-stage technology commercialization in collaboration with MIT. He is also the founder and chairman of Cleantech Venture Network LLC.
Company description not provided.
Steve Whelan, Vice President
1111 Broadway, Suite 1650, Oakland, CA 94607
Phone: 510-267-8600, Fax: n/a
E-mail: steve.whelan@pvc.pge.com
Web site: www.pacificventurecap.com
Not provided
Pangaea Ventures invests in early-stage companies focused on advanced materials, nanotechnology, energy technology and environmental technology. We have offices in Vancouver and New Jersey and invest in companies located in the United States and Canada.
Chris Erickson, Partner
Suite 1580, 1500 West Georgia Street
Vancouver, BC V6G 2Z6 Canada
Phone: 604-738-0225
E-mail: chris@pangaeaventures.com
Web site: www.pangaeaventure.com
Not provided
Company description not provided.
Philippe Cases
9 Meadow Park Circle
Belmont, CA 94002
Phone: 415-788-2929
E-mail: pcases@partechvc.com
Web site: www.partechvc.com
Not provided
Pearl Street Liquidity Advisors focuses exclusively on technologies and companies relevant to the electricity production and delivery infrastructure, specifically assisting in raising venture or private equity investment, mergers and acquisitions, seeking government grants, establishing licensing or other technology development partners. In short, we help our clients achieve growth as they move from one critical stage to the next.
Lee Kosla
13 Skylark Dr. #10
Larkspur, CA 94939
Phone: 415 990-0165
E-mail: lkosla@psliquidityadvisors.com
Web site: www.psliquidityadvisors.com
Jason Makansi
Jason Makansi is a Principal of Pearl Street Liquidity Advisors, an advisory service for energy technology companies raising capital; President of Pearl Street, Inc., a consulting firm serving the electricity industry; and Executive Director of the Energy Storage Council, a public-policy advocacy organization. Pearl Street Liquidity Advisors helps technology companies raise venture capital and private equity funds, create partnerships and alliances, arrange acquisitions and help fuel organic growth. Pearl Street conducts a wide range of technology deployment activities for its clients, which include several global 50 energy industry suppliers, software and IT suppliers, engineering services firms, electric utilities and merchant energy firms, and governmental agencies.
A prolific author, respected industry thought leader, and seasoned communicator, Makansi has been analyzing the technological, business, and regulatory issues in electricity production and delivery for nearly 30 years including an 18-year tenure with The McGraw Hill Companies during which he researched and analyzed every aspect of electricity generation and visited power plants and electricity infrastructure installations around the globe.
Mr. Makansi has appeared on CNBC, TheStreet.com, and the Financial News Network and has been interviewed several times on NPR. He has been interviewed for and quoted in The New York Times, Newsweek and CFO magazine, has written special sections on energy for Business Week, and has had articles published in Power magazine, Electric Power International, Global Energy Business, Electrical World, Power Engineering, Combined Cycle Journal, IEEE Spectrum, and others. He has authored three books the latest of which, Lights Out: The Electricity Crisis, the Global Economy, and What It Means to You, was reviewed in the Wall Street Journal, the Boston Globe, the Philadelphia Inquirer, and the St. Louis Post Dispatch to name just a few. Additionally, he was featured in a History Channel production of Modern Marvels on power plants. Mr. Makansi earned a BS in chemical engineering from Columbia University.
Lee Kosla
Lee Kosla is a Principal of The Kosla Group, LLC and also a founding member and Principal of Pearl Street Liquidity Advisors, LLC (PSLA). PSLA focuses exclusively on transformational clean technologies assisting small firms raise capital or pursue public funding, create partnerships, or otherwise achieve a liquidity event. An example of which is PSLA assisted an early stage ultra capacitor energy storage company in a series A round of financing led by a major New York Venture Capital firm. PSLA also assists established firms in surveying, identifying, evaluating, and conducting market and technology due diligence around, growth opportunities in the alternate energy, clean tech, and electricity sectors. As a representative engagement of this type, PSLA is currently assisting a national cooperative utility organization find and close suitable investments or acquisitions in grid-scale energy storage and home automation opportunities.
Lee has over 30 years experience as a serial entrepreneur, specifically with early stage energy technology companies. Each start-up was characterized by a core competitive advantage that Lee capitalized on and led to a successful operating business. Lee started his career as a sales executive for a KPCB start-up and then continuing successful senior management positions with over 10 high technology companies. His product experience is diverse but each challenge specifically focused on environmental or energy efficiency opportunities. Companies co-founded by Lee have raised over 30 million in start-up funding from venture capital funds, public grants and loans or strategic partnerships. In addition to starting transformation technology companies, he has also assisted venture capital and private companies seeking advice on investing in technology plays.
Lee is a graduate of Pepperdine University and has authored over 30 technical papers and articles
Perseus is a private equity fund with experienced energy technology investors. The group focuses on areas of alternative energy sources; power quality/reliability; distributed generation; deregulation; transmission/distribution solutions.
Michael L. Miller, Managing Director
2099 Pennsylvania Ave. NW, Suite 900, Washington, D.C. 20006
Phone: 202-772-1469 , Fax: 202-429-0588
E-mail: mmiller@perseusllc.com
Web site: www.perseusllc.com
Michael L. Miller is a Managing Director of Perseus. Prior to joining Perseus, Mr. Miller was the Managing Partner of Mill Consulting Group, an investment banking boutique specialized in assisting small and medium sized enterprises in the identification and execution of strategic capital formation and M&A transaction. He served as one of the four partners at Swiss Life Private Equity Partners AG in Zurich, Switzerland during 2002 and 2003. Mr. Miller was Vice President and Group Head of Principal Investments at Enron North America in Houston, Texas, where he focused on investments in new energy technologies and built a portfolio that included three companies in which Perseus was also an investor. He founded and led UBS Capital GmbH, the Frankfurt-based private equity investment unit of the Union Bank of Switzerland Group in Germany. Mr. Miller started his career in the Mergers and Acquisitions Department of Salomon Brother Inc in New York City and Frankfurt, Germany. Mr. Miller is a member of the Board of Directors of Serveron Corp., of Habitat for Humanity of Montgomery County (TX) and an advisor and mentor to the Energy Program of the Houston Technology Center. Mr. Miller holds a B.S. in Chemical Engineering, A B.A. in German and a MBA from Rice University in Houston, TX.
Pivotal Investments is focused on early-stage venture capital with the goal of delivering superior financial returns through investments in companies, primarily in the Northwest, that will be leaders in the emerging sustainable economy. The sustainable economy is characterized by a dramatic shift in the demand for clean energy, safe water, clean air, "green" materials, and sustainable agriculture. The Northwest, characterized by its relevant early adopter market, strong policy support, enabling technologies, motivated entrepreneurs and access to large markets like California and China, provides a unique investment opportunity in scalable companies targeting the sustainable economy. Pivotal Investments is the first early-stage venture fund in the Northwest to target this opportunity.
Gregg Semler, Managing Director
433 NW 4th Avenue, Portland, Oregon 97201
Phone: 503-341-0004
E-mail: gs@pivotal-investments.com
Web site: www.pivotal-investments.com
Not provided
Prometheus Equity Partners provides intellectual and financial capital to help technology-based companies grow global businesses.
Robert Muir, Founding Partner
10 East 29th, 37G, New York, NY 10016
Phone: 646-337-7797
E-mail: robmuir@pepvc.com
Web site: www.pepvc.com
Not provided
Founded in 1988 and headquartered in New York, Prospect Street Ventures is a private equity and merchant banking firm focused on investing in and adding value to rapidly growing companies, particularly those in the energy/utility, information technology, and communications industries. Prospect Street's experienced team of professionals has invested in several companies that have undergone initial public offerings and acquisitions.
Grier Eliasek, Managing Director
10 East 40th St., 44th Floor,
New York, NY 10128
Phone: 212-448-9577, Fax: 212-448-9652
E-mail: grier@prospectstreet.com
Web site: www.prospectstreet.com
Not provided
Company description not provided.
Daniel Donovan, Managing Member
103 North Park Avenue
Easton, CT 06612
Phone: 203-454-5616, Fax: 203-459-0180
E-mail: ddonovan@prosperollc.net
Web site: www.prosperollc.net
Not provided
Company description not provided.
Evan Posses, Principal
99 Jericho Turnpike, Suite 205, Jericho, NY 11753
Phone: 516-338-9725, Fax: 516-338-7906
E-mail: protechep@mindspring.com
Not provided
RockPort Capital Partners, www.rockportcap.com, is a leading venture capital firm partnering with clean tech entrepreneurs around the world to build innovative companies and bring disruptive technologies and products to the 21st century. RockPort's investment approach is distinguished by collaboration with management teams to foster growth and create value. Combining domain expertise with policy and international experience, RockPort has a proven track record of leveraging its insights and networks to foster growth and create value.
160 Federal Street, 18th Floor
Boston MA 02110
Phone: 617-912-1450, Fax: 617-912-1449
3000 Sand Hill Road, Building 2, Suite 110
Menlo Park, CA 94025
Phone: 650-854-9300, Fax: 650-854-9302
David Prend, Managing General Partner
Email: dprend@rockportcap.com
Chuck McDermott, General Partner
Email: cmcdermott@rockportcap.com
Visit website www.rockportcapital.com
Company description not provided.
David B. Jones, Managing Partner
600 Anton Boulevard, Suite 1750
Costa Mesa CA 92626
Phone: 714-241-7500, Fax: 714-241-7505
E-mail: djones@sailventurepartners.com
Web site: www.sailventurepartners.com
Washington DC Office location
Hank Habicht
2900 Wouth Quincy Street, Suite 410
Arlington VA 22206
Phone: 703-379-2713
Not provided
SAM Sustainable Asset Management is an independent asset management company headquartered in Zurich, Switzerland. Established in 1995, SAM was among the first asset managers to specialize in the field of sustainability-driven investments. During the past few years, the company has grown rapidly in terms of headcount and mandates. Today, SAM's customers include major European banks, global insurance companies, large pension funds, and private clients. SAM Sustainable Asset Management AG is the sponsor of SAM Sustainability Private Equity LP (the "Sustainability Fund") and SAM Private Equity Energy Fund LP (the "Energy Fund"). The funds make venture investments in technology companies that contribute to more sustainable use of resources.
Hans Dellenbach, Private Equity Fund Administrator
c/o SAM Sustainable Asset Management/Zollikerstrasse 60
8702 Zollikon/Switzerland
Phone: 41-1-397-10-28
E-mail: hans@sam-group.com
Web site: www.sam-group.com
Not provided
SAS Investors facilitates the creation and growth of seed- and early-stage core technology companies in the New York metro and tri-state area. Located in New York City - and backed by Canaan Partners, Rho Capital Partners, and Sevin Rosen Funds - SASI targets companies that provide solutions based on emerging technologies. These include technologies emerging out of tech transfer centers, universities, and/or corporate labs in which a subject matter expert has developed unique IP particularly relevant to industry pain points. The fund's activities include venture investing, building and accelerating new businesses, and growing entrepreneurs and their concepts into solvent, scalable companies.
Josh Grotstein, Managing Partner
135 W. 20th St., Fifth Floor,
New York, NY 10011
Phone: 212-367-7676, Ext. 140, Fax: 212-367-7966
E-mail: jgrotstein@sasinvestors.com
Web site: www.sasinvestors.com
Not provided
"The Foundation will act as the primary catalyst in building a sustainable development technology infrastructure in Canada." The Foundation is a catalyst for creative, collaborative solutions that deliver positive environmental and economic impacts to Canadians. As a funding organization developed through a national government initiative, we foster the rapid development, demonstration and commercialization of technological solutions, which address climate change and air quality.
Initially the Foundation will allocate $100 million to eligible recipients over a five-year period. This initiative is dependent upon the formation of creative and economically sound partnerships from the private sector, academia, not-for-profit organizations and federal or provincial governments.
Rick Whittaker, Vice President, Investments
230 Queen Street, Ottawa, Ontario K0A 1L0, CANADA
Phone: 613-234-6313, Fax: 613-234-0303
E-mail: r.whittaker@sdtc.ca
Web site: www.sdtc.ca
See key management, directors and advisory board on our Web site: www.sdtc.ca
Sevin Rosen was founded in 1981 by L.J. Sevin and Ben Rosen, who quickly established a reputation for success. In the past two decades, the firm has assembled a team with deep operating, technology, and venture capital experience. SRF's impressive track record is, in large measure, based upon its team approach and that team's extensive experience working together. Since the beginning, SRF's emphasis on very early stage investments, particularly incubations and seed financings, has demanded that our partners work closely with entrepreneurs in what we know is the real long term team sport building companies.
Sevin Rosen Funds' reputation as an entrepreneur-centric VC firm has continued with its role in the founding of companies that became public, including Citrix, CIENA, ArQule and Cypress Semiconductor. SRF has also nurtured a number of successful companies that were later acquired by some of today's leading names in the technology industry—Cisco Systems, Vitesse, National Semiconductor, Intel, Broadcom and Hewlett-Packard, to name a few.
Despite the tremendous changes that have shaped the technology industry during the last twenty-five years, one thing remains the same SRF's entire team upholds the values and investment principles upon which the firm was built. Sevin Rosen Funds continues to make a tangible difference by helping entrepreneurs to shape projects into successful, leading companies in the dynamic and competitive world of high technology.
One of SRF's very early successes was helping to establish Compaq Computer Corporation. In early 1983, the Compaq Portable PC was shipped, revolutionizing the personal computer industry. SRF also played a key role in helping to create other early leaders in the computing arena by funding companies such as Lotus Development Corporation, Electronic Arts and SGI. Sevin Rosen A different kind of venture capital.
Dave McLean, General Partner
13455 Noel Road, Suite 1670
Dallas, TX 75240
Phone: 972-702-1186, Fax: 972-702-1103
E-mail: dmclean@srfunds.com
Web site: www.srfunds.com
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SciVentures is focused on seed and early-stage power technology investments in distributed generation, portable power, and the existing and emerging fuel infrastructure. Through critical analysis of market barriers, SciVentures focuses on companies that address the technical vulnerabilities preventing widespread adoption of enabling power technologies.
E-mail: info@sciventures.com
Web site: www.sciventures.com
Anthony R Atti, Ph.D. - Managing Director
Timothy G. Fogarty - Managing Director
David A. Wiley - Managing Director
Solar Development Group is managed by Triodos PV Partners, a joint venture of Triodos Deelnemingen BV, Environmental Enterprises Assistance Fund, and Global Transition Consulting. Solar Development Group aims to expand solar PV businesses that serve off-grid communities in developing countries. SDG includes two entities Solar Development Foundation (providing business development services) and Solar Development Capital (a $28.75 million venture capital fund that places debt and equity in investment- ready solar PV businesses)
Cyndi Janetzko, Business Development Officer
1655 North Fort Myer Drive, Suite 520
Arlington, VA 22209
Phone: 703-522-5928, Fax: n/a
E-mail: janetzko@igc.org
Web site: www.eeaf.org
Candace Smith Chief Operating Officer JD Doliner Managing Director (Latin America/Asia) Hans Schut Managing Director (Africa/Asia)
Stephens, Inc., is a privately owned, full-service merchant bank providing investment banking and capital investing across six primary industries. Stephens' Power Solutions Group is segmented across Power Technology and Power Electronics, and has been actively involved in capital raising, M&A, and principal investing in the power area since 1995.
Kent Sorrells, Managing Director
111 Center Street, Little Rock, AR 72201
Phone: 501-377-3444
E-mail: ksorrells@stephens.com
Web site: www.stephens.com
Kent Sorrells - Managing Director Joe Mowery - Vice President Jim Johnson - Vice President Ross Rucker - Associate
Facilitators between wind and end users.
Gary Armstrong, Owner
246 S. Reynosa Drive
Pueblo West, CO 81007
Phone: n/a Fax: 719-647-0795
E-mail: Gary@suncoast2.us
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The SDF is a $32MM Philadelphia-based nonprofit fund that provides flexible funding for regional companies/projects that use/develop sustainable energy technologies.
Robert Reiner, Sr. Loan Investment Officer
718 Arch St., Suite 300N, Philadelphia, PA 19106
Phone: 215-925-1130
E-mail: reinerr@trfund.com
Web site: www.trfund.com/sdf/
Robert G. Sanders, Fund Manager Roger E. Clark, Program Director Nonprofits Energy Savings Investment Program Robert A. Reiner, Sr. Loan Investment Officer
Company description not provided.
Thomas J. Tuffey, Executive Director
Sustainable Energy Fund of Central Eastern Pennsylvania
The Sovereign Building, 609 Hamilton Street
Allentown, PA 18101
Phone: 610-740-3182, Fax: 610-740-9511
Email: ppltsef@aol.com
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Sustainable Energy Ventures was established in December 2000 with capital stemming from several financial institutions. SEV is managed by a dedicated team with a long experience in environmental and clean energy investments.
Paul Decraemer, Managing Director
Uitbreidingstraat 62, 2600 Antwerpen, Belgium, Europe
Phone: 32-3-285-99-00, Fax: 32-3-285-99-09
E-mail: paul.decraemer@sev.be
Web site: www.sev.be
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SJF Ventures is a venture capital fund that focuses on the cleantech, business and Web-enhanced services, and natural and premium consumer products sectors. The Fund looks for experienced management teams that are driving exceptional growth and positively impacting the world. SJF is highly selective in identifying teams, markets and business models that can achieve rapid sales, profitability, and premium exits.
Cody Nystrom, Senior Analyst
400 West Main Street, Suite 604
Durham, NC 27701
Phone: 919-530-1177, Fax: 919-530-1178
Email: cnystrom@sjfund.com
Web site: www.sjfund.com
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SWISSCOGROUP is a company with more than 10 years of experience, which core competence is to provide services in a diversity of business fields, such as: Energy, Infrastructure, Construction, Water Treatment, Business Development & Management and Security Systems. Our company strives to position itself as a group of divisions focused in a common objective: to generate value to what our client desires to attempt. In order to fulfill this, we provide services which satisfy the complete needs of our clients in Latin America. For this, we possess professional and demanding human resource, with vaste experience on a national and international level. We are able to fulfill the specific demands from our clients and customers in an efficient and professional way. SWISSCOGROUP is a company dedicated to the development of start up of companies and businesses for both local and international clients and who needs to ensure their development of its business activities in Latin America. We provide services and integrated solutions for our clients (engineering companies, construction companies, utilities, global industrial suppliers, investors, financial and Business communities) from the legal, commercial and technical needs and requirements of each customer and for each specific project. Our clients come from various regions of the world and SWISSCO has participated successfully in different commercial projects with investments exceeding USD 2bio.
Mission: Satisfy the needs and expectations of our clients through quality services, in order to generate a long term relationship.
Vision: To be the leading company in Latin America and be recognized worldwide through the different business areas which we develop. Our values are fundamental to our success. They are the foundation of our company, define who we are and set us apart from the competition. They underlie our vision of the future, our business strategies and our decisions, actions and behaviors. We live by them. We have four core values that represents us.
Clients come First. Our success comes by our clients' success. We make all our resources available to our clients and commit ourselves wholeheartedly to their success. We seek to identify our clients' real needs, not just deliver good work. In trade-offs between SWISSCOGROUP and a client's interest, the client comes first.
Expanding the Art of the Possible. We start with the perspective that the goal is not simply to apply best practice but to invent it. Each client is unique, and there is seldom only one solution. We believe that breakthrough ideas often result from the work of teams seeking to creatively solve real client challenges. We seek to extend the art and science of management by generalizing from our experience.
Partnership. A partnership perspective guides SWISSCOGROUP relationships both internally and with clients. We take a long-term view in our relationships. We strive to build bonds founded on respect, caring, honesty, mutual support, and investment. We work together in a manner that is team-oriented, constructive, and challenging. Internally, we believe that a collegial environment fosters continuous learning. We know that teamwork and cooperation are essential to our success both as a firm and as individuals. We aspire to a lifelong bond with those who have joined SWISSCOGROUP.
Authentic and Innovative. Constant and meaningful innovation is critical to our commercial success. The worldwide business environment is fiercely competitive. Global trade, instantaneous communications and the ease of market entry are among the forces putting greater pressure on product and brand differentiation. To grow continuously, it is imperative that we change, competing in new and different ways that are relevant to the shifting times.
Ricardo Bittig, CEO
SWISSCOGROUP LTD
Av. Cerro Colorado 5240 - Piso 10
Santiago, Chile
Phone: ++ (56-2) 434 5340
E-mail: info@swisscogroup.com
Web site: www.swisscogroup.com
SWISSCOGROUP is a company dedicated to the development of start up of companies and businesses for both local and international clients and who needs to ensure their development of its business activities in Latin America.
We provide services and integrated solutions for our clients (engineering companies, construction companies, utilities, global industrial suppliers, investors, financial and Business communities) from the legal, commercial and technical needs and requirements of each customer and for each specific project.
Taproot Ventures is the venture capital arm of Harbour Group, a Midwest-based private equity firm with a twenty-five year track record of acquiring and operating industrial, manufacturing, and distribution businesses. Taproot invests in "Industrial Innovation"— breakthrough technologies in areas such as manufacturing and equipment, advanced materials, transportation, energy, and environmental engineering. Further, within this sector we focus on companies with the following characteristics:
Brandon Bezzant, Vice President
7701 Forsyth Blvd., Suite 600, St. Louis, MO 63105
Phone: 314-889-0838, Fax: n/a
E-mail: info@taprootventures.com
Web site: www.taprootventures.com
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The Technological Research and Development Authority, which assists Florida investors, has two programs geared toward providing financial assistance to high-tech, clean energy-related companies. The Energy Investment Initiative program provides seed funding up to $150,000 to help companies commercialize clean energy-related products and processes. Participating companies must have a working prototype that can be commercialized within a two-year period. The Venture Smart Florida program is designed to assist high tech companies located in Florida's Front Porch Communities or companies located in one of Florida's four Federal designated Empowerment Zones and Enterprise Community. The program will assist companies with due-diligence investigations, provide assistance with business plans, assist with proposal development and investment documents, and other assistance and monitoring required to help companies prepare and acquire venture capital funding.
Bruce H. Antone, Director of Energy Programs
5195 S. Washington Ave., Titusville, FL 32780
Phone: 321-269-6330, Fax: 321-383-5260
E-mail: Bantone@trda.org
Web site: www.trda.org
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Technology Partners is an early-stage venture capital firm with approximately $400 million under management, serving principally as lead investor.
Ira Ehrenpreis, Partner
550 University Avenue, Palo Alto, CA 94301
Phone: 650-289-9000, Fax: 650-289-9001
E-mail: ira@technologypartners.com
Web site: www.technologypartners.com
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Company description not provided.
Neil E. Kelley, Managing Partner
2001 Hermann Drive, Houston, TX 77004
Phone: 713-630-3100, Fax: 713-630-3111
E-mail: nkelley@tqcap.com
Web site: www.techquestcapital.com
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TransAlta is an international electric energy company with more than $7 billion in assets and 8,000 megawatts of generation in Canada, US, Mexico, and Australia. They typically look to make investments in the $2 million to $5 million range in private companies that are pursuing business opportunities and technology in clean coal, renewables, distributed generation, and concepts that enhance the competitiveness of their coal and gas-fired generation.
Janet Leskiw, Manager of New Ventures
110 12th Ave. SW, Calgary, Alberta T2P 2M1 Canada
Phone: 403-267-4739, Fax: 403-267-6365
E-mail: Janet_Leskiw@transalta.com
Web site: www.transalta.com/newventures/
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Company description not provided.
Michael J. Ahearn, Partner
6720 N. Scottsdale Road, Suite 355, Scottsdale, AZ 85253
Phone: 480-596-1938, Fax: 480-596-3410
E-mail: Mikeatnp@earthlink.net
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U.S. Global, LLC, is a South Florida investment and development firm that funds companies and develops projects, primarily in energy, technology and real estate. USG employs its own capital and its own engineering and project development expertise and investment banking experience to finance, nurture and strengthen its investments and, over the long term, maximize value for itself and its partners. The largest number of USG's investments to date has been in the energy sector. These range from development of independent energy projects to investment in public companies. USG has focused in particular on the alternative energy sector where tax credits and/or other tax benefits are available including clean coal, renewable energy, coal beneficiation and recovery, waste-to-energy and energy storage.
Ben Wirz, Partner
2937 NW 62nd St., Suite 102
Fort Lauderdale, FL 33309
Phone: 954-636-2532, Fax: 954-636-2483
E-mail: bwirz@usgloballlc.com
Web site: www.usgloballlc.com
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Acquires and invests in development of renewable energy and clean fuels projects.
Tony Lent, President
128 E. 29th Street
New York, NY 10016
Phone: 201-993-1580
E-mail: tony@usregroup.com
Web site: www.usregroup.com
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Company description not provided.
Doug Lindgren, Managing Director
225 High Ridge Road, Stamford, CT 06905
Phone: N/A, Fax: n/a
E-mail: dlindgren@ustrust.com
Web site: www.ustrust.com
Not provided
Company description not provided.
Bill Green, Entrepreneur in Residence
1001 Bayhill Drive, Suite 300
San Bruno, CA 94066
Phone: n/a, Fax: 650-866-3100
E-mail: bgreen@vpvp.com
Web site: www.vpvp.com
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Vcapital builds and finances breakthrough companies. The firm is exclusively dedicated to serving early-stage companies by providing full-service investment banking typically reserved for larger corporations. Vcapital has a team dedicated to clean energy and environmental companies.
Laurence Hayward, Managing Director
541 N. Fairbanks, Suite 1880
Chicago, IL 60611
Phone: 312-464-9161, Ext. 104
E-mail: lhayward@vcapital.com
Web site: www.vcapital.com
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Vencon Management, Inc (VMI) is a venture capital firm which invests primarily in cleantech companies in the United States. Established in 1973, VMI is one of the oldest venture capital firms in the U.S. Located in New York City's mid-Manhattan, it is able to access nearly 1,000 deals per year.
Irvin Barash, President
65 West 55th Street
New York, NY 10019
Phone: 212-581-8787, Fax: 208-955-5165
E-mail: vencon@worldnet.att.net
Web site: www.venconinc.com
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Company description not provided.
Marc Poirier, Managing Director
200 Brickston Square
Andover, MD 01810
978-684-7500, 978-684-7520
Email: marc@ventures.com
Web site: www.ventures.com
Not provided
Company description not provided.
Aaron Jones, Executive Manager
Washington Rural Electric Co-op Assn.
1050 Capitol Way South, Suite Av
Olympia, WA 98501
360-357-6048, 360-357-6085
E-mail: ajones77@aol.com
Not provided
Company description not provided.
Joseph Badin, Fund Co-Manager
7164 Gateway Drive, Columbia, MD 21046
Phone: 410-953-6252, Fax: n/a
E-mail: jbadin@energetics.com
Web site: www.wppsef.org
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Yellowstone Capital Partners LLC is a Houston-based, private equity and venture capital investment firm making investments and acquisitions in the traditional energy, alternative energy and manufacturing and life sciences industries – with a focus on technology
Richard M. Owen, Partner
5555 San Felipe, Suite 1650
Houston, TX 77056
Phone: 713-650-0065
E-mail: info@yellowstonecapital.com
Web site: www.yellowstonecapital.com
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